Compliance Services
Every jurisdiction in the world has an AML/CFT regime that complies, to varying degrees, with the 40 Recommendations and 9 Special Recommendations set out by the Financial Action Task Force (FATF). Each jurisdiction’s regime is benchmarked for compliance with these Recommendations by a peer review process. For the Bailiwicks of Guernsey and Jersey this process…
SFDR Services
What is Sustainable Finance Disclosure Regulation? (SFDR) Sustainable Finance Disclosure Regulation (SFDR) is designed to make it easier for investors to distinguish and compare between the many strategies that are now available, and by extension, to support the move to sustainable investing. This Regulation lays down harmonised rules for financial market participants and financial advisers…
Offshore Funds
Experienced fund practitioners can help with identifying the best structures and operational processes for a pooled investment. Correct structuring can avoid many of the issues that can result in regulatory action or negative investor sentiment. One of the most common types of investment in the world is the pooled fund. In Guernsey, as in many…
MiFID II / MiFIR Consultancy
MiFID II / MiFIR Consultancy Midshore can assist with implementing MiFID II & MiFIR regulation into the procedures of any EU or third country business. We have had direct exposure to the MiFID II package both via industry (Guernsey’s MiFID II Working Party) as well as within the corporate context. Combining these with a good…
Regulatory Consulting
Whatever sector the change relates to we can assist by: Local and international regulation is constantly changing and evolving. Businesses need to adapt on a timely basis, changing procedures and processes and often remediating client files to ensure the documentation held continues to meet the various regulatory requirements. It is also prudent to test whether…
